Schwartz Retirement Benefit Strategies
Expert Retirement Solutions for Small Businesses


Expert Design, Administration and Regulatory Compliance

Areas of Practice


Plan design, funding, installation, conversion,administration,compliance and benefit studies for qualified and non-qualified retirement plans.

  • Competitive Retirement Plan Benefit Analyses
  • Plan Sponsor and Participant communications
  • Board presentations,enrollment meetings, and IRS compliant statements
  • IRS/DOL/Internal Plan Audit Support
  • Plan Document/Amendment Drafting
  • Development of Investment Policies/Strategies
  • Review/Negotiation of Insurance Contracts
  • Valuation of Life Insurance Trusts and Annuities
  • Preparation of QDRO's
  • Unbiased Investment/Recordkeeper Vendor Analysis  

Regulatory compliance

Internal Revenue Service DOL/EBSA

  • IRS Compliance Testing
  • IRS/DOL Correction Programs - VCP, DFVC, other Voluntary Compliance Programs
  • Regulatory Compliance
  • Filing of Forms: 5307, 5310


plan administration

Defined Benefit Plans

  • Traditional Plans
  • Cash Balance Plans

Defined Contribution Plans

  • 401(k) Plans
  • Profit Sharing Plans
  • Combination Plans